The Market
Has a Guruh.

Vision

Empower investors to be informed and protected through knowledge of rights and available redressal avenues, enabling them to invest safely in the securities market.

Mission

To make the investor aware about (i) his/her rights and avail facilities as an investor in the securities market, (ii) the various avenues of raising complaints/grievances and its tracking mechanism, and (iii) the Do's and Don'ts while dealing with a SEBI Registered Research Analyst.

Services Provided to Investors

• Independent research on securities covering equities, derivatives, currency and commodity segments.
• Research recommendations based on Technical and/or Fundamental analysis with defined entry, target and stop-loss levels.
• Disclosure of all conflicts of interest, if any, at the time of making a recommendation.
• Timely and adequate disclosure of risks associated with any recommendation.

Grievance Redressal Mechanism

Investors can lodge a complaint directly with the Research Analyst. If unresolved within the stipulated timelines, investors may escalate the matter to SEBI through the SCORES portal or seek resolution through the SmartODR platform (see links above).

Investor's Rights

• Right to receive services agreed upon with the Research Analyst.
• Right to be treated with courtesy and fairness at all times.
• Right to be informed of conflicts of interest, if any.
• Right to access the SEBI SCORES portal and SmartODR for grievance redressal.

Do's

• Deal only with a SEBI Registered Research Analyst — always verify the registration number.
• Pay only through the SEBI-validated UPI ID or the RA's registered bank account — never in a personal account.
• Read all disclosures and disclaimers carefully before subscribing to any research service.

Don'ts

• Do not fall for guaranteed return or profit-sharing promises — no SEBI-registered RA can guarantee returns.
• Do not share login credentials, OTPs, or trading account passwords with anyone, including the RA.
• Do not rely on unregistered "gurus," Telegram tipsters, or unsolicited advice claiming AGS's identity.

Data on complaints received and resolved, as mandated under the SEBI RA Master Circular. Figures below are synced directly from our records and updated monthly.

Complaint Summary — By Source

Monthly Trend

Annual Trend

Data for month ending: —  ·  Last updated: —

Step 1 — Direct Resolution

Write to support@amitguruhsachdeva.com with your complaint details. We aim to acknowledge within 24 hours and resolve within 21 calendar days.

Step 2 — SEBI SCORES

If unresolved or unsatisfactorily resolved, escalate via the SEBI SCORES portal (link above). SCORES is SEBI's centralised web-based complaint redressal system for investors.

Step 3 — SmartODR

For disputes not resolved through the above channels, investors may access the SmartODR platform (link above) for online conciliation and arbitration, as mandated by SEBI.

Timelines

• Acknowledgement of complaint: within 24 hours
• Resolution: within 21 calendar days of receipt

As a SEBI Registered Research Analyst, Amit Guruh Sachdeva adheres to the Code of Conduct prescribed under the SEBI (Research Analysts) Regulations, 2014, including:

• Acting with integrity, objectivity, and independence in preparing research.
• Exercising due diligence, ensuring research is based on reasonable and adequate grounds, and supported by appropriate research methodology.
• Disclosing all actual or potential conflicts of interest that may impair objectivity.
• Not indulging in fraudulent or unfair trade practices while dealing with clients.
• Not guaranteeing returns or profits to any client, directly or indirectly.
• Maintaining confidentiality of client information except where disclosure is required by law.
• Rendering high standards of service, exercising due diligence and professional judgment.

In accordance with SEBI regulations, Research Analysts are required to undergo an annual compliance audit conducted by an independent auditor.

Any adverse findings from the compliance audit, along with corrective action taken, will be disclosed here as and when applicable, per SEBI's disclosure requirements.

Research recommendations issued by AGS are prepared using a Techno-Funda approach — a combination of technical chart analysis (price action, trend, momentum indicators) and fundamental analysis (financial statements, valuation, sector positioning), depending on the segment and time horizon of the call.

Standard Disclosures on Every Report

• Entry price, target price, and stop-loss level, where applicable.
• Rationale and key assumptions underlying the recommendation.
• Disclosure of any financial interest or conflict of interest in the subject security.
• Risk factors specific to the recommendation, including derivative-related risk where applicable.

Research reports are for informational purposes and do not constitute investment advice tailored to individual financial circumstances. Recipients should independently evaluate suitability based on their own risk appetite.

The Most Important Terms and Conditions (MITC), as prescribed by SEBI, form part of the agreement between AGS Research Advisory and every client:

• The Research Analyst does not execute trades on behalf of clients under any circumstance. All trading/investment decisions remain solely the client's responsibility.
• Advisory fees are subject to SEBI's prescribed fee limits and are collected only via the SEBI-validated UPI ID or the RA's registered bank account — never in a personal account.
• Advance fees collected shall not exceed one quarter of the service period.
• Clients are entitled to a proportionate refund for the unexpired subscription period in case of premature termination.
• Clients may opt for the Centralized Fee Collection Mechanism (CeFCoM) where applicable.
• The RA will never ask for account login credentials, passwords, or OTPs under any circumstance.
• All conflicts of interest, if any, will be disclosed prior to or at the time of providing research recommendations.

We collect only the information necessary to provide research advisory services — name, contact details, and payment confirmation. Information is never sold to third parties.

Data We Collect

• Name, mobile number, and email address submitted via callback or subscription forms.
• Payment confirmation details for subscription verification (no card/bank credentials are stored by us).

How We Use It

• To deliver research reports and respond to enquiries.
• To comply with SEBI's record-keeping obligations for registered Research Analysts.

We do not share client data with unrelated third parties. Data may be disclosed if required by SEBI, a court of law, or other regulatory authority.

In accordance with SEBI's guidelines for Research Analysts:

• Clients may request cancellation of their subscription at any time by writing to support@amitguruhsachdeva.com.
• On premature termination, a proportionate refund for the unexpired subscription period will be processed within a reasonable timeframe.
• No refund is applicable for the period during which research services have already been availed.
• Refunds are processed only to the original payment source/account.